| 17-01135 | 05/22/2018 | Claimant(s): Jeffrey Leventhal
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): Edward M. Statland
Hearing Site: Washington, DC
| | |
| 12-03894 | 01/30/2014 | Claimant(s): Carrie Devorah, Carrie Devorah IRA, Carrie Devorah Living Trust
Claimant Lawyers(s): Michael P. Marsalese
Respondent(s): Dawn Bennett, Bennett Group Financial Services LLC, Western International Securities.
Respondent Lawyers(s): David E. Robbins
Arbitrator(s): Edward M. Statland, Susan A. Mathews, T.S.L. Perlman
Hearing Site: Washington, DC
|  | $0 |
| 09-05498 | 07/29/2011 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward B. Magarian
Respondent(s): Todd Feldman
Respondent Lawyers(s): Willard Knox
Arbitrator(s): Edward M. Statland, E. William Pastor, Robert Vaughan Cornish
Hearing Site: Washington, DC
| | |
| 09-06478 | 10/29/2010 | Claimant(s): Gilbert Rosenthal, Gilbert Rosenthal & Lora A. Rosenthal
Claimant Lawyers(s): Gilbert Rosenthal
Respondent(s): Eric Beachley, E*Trade Securities LLC, Peter Wight
Respondent Lawyers(s): John Bersin
Arbitrator(s): Edward M. Statland
Hearing Site: Washington, DC
| | $4,063 |
| 09-04857 | 05/28/2010 | Claimant(s): James Hayter
Claimant Lawyers(s): James E. Hayter
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Ira L. Oring
Arbitrator(s): Edward M. Statland
Hearing Site: Washington, DC
| | $7,750 |
| 09-02769 | 01/29/2010 | Claimant(s): Robert I. Simon, M.D.
Claimant Lawyers(s): John M. Fedders
Respondent(s): Benjamin White, John Clardy, Thomas Wallace, Johnston, Lemon & Co. Incorporated
Respondent Lawyers(s): Douglas K. Spaulding, Joseph A. Ingrisano
Arbitrator(s): Edward M. Statland, Arnold Samuel Tesh, Wilson Thompson
Hearing Site: Washington, DC
| | $175,000 |
