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FINRA Awards for Michael P. Marsalese

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0389401/30/2014Claimant(s): Carrie Devorah, Carrie Devorah IRA, Carrie Devorah Living Trust
Claimant Lawyers(s): Michael P. Marsalese
Respondent(s): Dawn Bennett, Bennett Group Financial Services LLC, Western International Securities.
Respondent Lawyers(s): David E. Robbins
Arbitrator(s): Edward M. Statland, Susan A. Mathews, T.S.L. Perlman
Hearing Site: Washington, DC
Checkmark Icon$0
10-0280202/03/2012Claimant(s): Carolynn Harmon, Robert Harmon
Claimant Lawyers(s): Carolyn Harmon
Respondent(s): Sandra Rayba, Scott Pionk, William Rice, Michigan Securities., Select Financial Group
Respondent Lawyers(s): Michael P. Marsalese, President of the Company, Scott D. Pionk
Arbitrator(s): Edward M. Olson, Diane Catherine Tietmeyer, John F. Burns
Hearing Site: Detroit, MI
Checkmark Icon$239,663

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