| 14-00575 | 03/21/2017 | Claimant(s): Steven Santagati
Claimant Lawyers(s): John Veach
Respondent(s): Dawn Bennett, Bennett Group Financial Services, Western International Securities.
Respondent Lawyers(s): David E. Robbins
Arbitrator(s): Monica I. Salis, Seth L. Finkel, C. Richard Mancini
Hearing Site: Miami, FL
|  | $1,042,770 |
| 15-00343 | 08/19/2016 | Claimant(s): Richard D. Wieboldt & Linda D. Wieboldt
Claimant Lawyers(s): Scott Greco
Respondent(s): Dawn Bennett, Western International Securities.
Respondent Lawyers(s): David E. Robbins
Arbitrator(s): Janet Stern Solomon, Arthur J. Salzberg, Judith B. Ittig
Hearing Site: Washington, DC
| | Expungement |
| 15-00589 | 01/27/2016 | Claimant(s): Catherine Boland, Richard Graves
Claimant Lawyers(s): Thomas C. Costello
Respondent(s): Dawn Bennett, Western International Securities.
Respondent Lawyers(s): David E. Robbins
Arbitrator(s): James A. Hayes, Christopher M. McMurray
Hearing Site: Baltimore, MD
| | Expungement |
| 14-03141 | 05/14/2015 | Claimant(s): Dawn Bennett
Claimant Lawyers(s): David E. Robbins
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Randy Cepuch, David Paul Clark, Aaron Petty
Hearing Site: Washington, DC
| | |
| 13-00612 | 10/21/2014 | Claimant(s): Kerry Edwards
Claimant Lawyers(s): Thomas C. Costello
Respondent(s): Dawn Bennett, Western International Securities.
Respondent Lawyers(s): David E. Robbins, Jeffrey K. Compton
Arbitrator(s): Caryl S. Bernstein, Peter H. Goldberg, Karla Jayne Letsche
Hearing Site: Washington, DC
| | $100,250 |
| 14-01042 | 10/16/2014 | Claimant(s): Dawn Bennett
Claimant Lawyers(s): David E. Robbins
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Gretchen L. Klebasko
Arbitrator(s): Henry G. Plaster, Susan A. Mathews, Jane C. Carney
Hearing Site: Washington, DC
| | |
| 13-00467 | 04/07/2014 | Claimant(s): John Crowley, Lamia Crowley
Claimant Lawyers(s): W. Scott Greco
Respondent(s): Dawn Bennett, Western International Securities.
Respondent Lawyers(s): David E. Robbins
Arbitrator(s): Paul Davis Pearlstein, Geoffrey A. Drucker, Shelley Simons Korch
Hearing Site: Washington, DC
| | $200,000 |
| 12-03894 | 01/30/2014 | Claimant(s): Carrie Devorah, Carrie Devorah IRA, Carrie Devorah Living Trust
Claimant Lawyers(s): Michael P. Marsalese
Respondent(s): Dawn Bennett, Bennett Group Financial Services LLC, Western International Securities.
Respondent Lawyers(s): David E. Robbins
Arbitrator(s): Edward M. Statland, Susan A. Mathews, T.S.L. Perlman
Hearing Site: Washington, DC
| | $0 |
