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FINRA Awards for Randy Cepuch

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0314105/14/2015Claimant(s): Dawn Bennett
Claimant Lawyers(s): David E. Robbins
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Randy Cepuch, David Paul Clark, Aaron Petty
Hearing Site: Washington, DC
11-0160102/20/2013Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): David W. Erb
Respondent(s): Michael Duprey, Bluemont Capital Advisors
Respondent Lawyers(s): Hannah Berkowitz, Jason W. Gaarder
Arbitrator(s): William H. Malloy, Stephany Adriene Watson, Randy Cepuch
Hearing Site: Washington, DC
09-0388001/11/2011Claimant(s): Dan Salamie
Claimant Lawyers(s): Dana F. Eddy
Respondent(s): Bruce Conrad, TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt, William V. DePaulo
Arbitrator(s): W. Sean Kelleher, Randy Cepuch, W. Michael Frazier
Hearing Site: Charleston, WV
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