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FINRA Awards for Douglas E. McArthur

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0281612/23/2015Claimant(s): John Cartolano, NetVest Financial
Claimant Lawyers(s): Robert D. Mitchell
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward B. Magarian
Arbitrator(s): Howard W. Shannon, Douglas E. McArthur, Loren Scott Buell
Hearing Site: Phoenix, AZ
08-0152407/31/2009Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Thomas G. Stack
Respondent(s): Jeffrey Boettcher
Respondent Lawyers(s): Mark Chester
Arbitrator(s): Katherine M. Harmeyer, Douglas E. McArthur, Allan D. Breyer
Hearing Site: Phoenix, AZ

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