| 11-01715 | 04/10/2013 | Claimant(s): Constance Poussard
Claimant Lawyers(s): Jahan K Manasseh
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Andrew R. Park
Arbitrator(s): Joseph A. Kenary, Robert T. Reeves, John L. Woods
Hearing Site: Baltimore, MD
|  | Expungement |
| 11-02030 | 05/23/2012 | Claimant(s): Joyce Sills
Claimant Lawyers(s): Joyce Marie Sills
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Jason Vigunas
Arbitrator(s): Joseph A. Kenary, Jane C. Carney, John Kevin Williams
Hearing Site: Richmond, VA
| | $0 |
| 11-01429 | 10/24/2011 | Claimant(s): Uvest Financial Services Group.
Claimant Lawyers(s): William S. Heyman
Respondent(s): Frank Dittrick
Respondent Lawyers(s): Frank A. Dittrick
Arbitrator(s): Joseph A. Kenary
Hearing Site: Baltimore, MD
| | |
| 09-05497 | 05/23/2011 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward B. Magarian
Respondent(s): David Bekenstein
Respondent Lawyers(s): Willard Knox
Arbitrator(s): Joseph A. Kenary, Carol Ann Anderson, Mark Cammann Pyle
Hearing Site: Washington, DC
| | |
