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FINRA Awards for Robert T. Reeves

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0171504/10/2013Claimant(s): Constance Poussard
Claimant Lawyers(s): Jahan K Manasseh
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Andrew R. Park
Arbitrator(s): Joseph A. Kenary, Robert T. Reeves, John L. Woods
Hearing Site: Baltimore, MD
Checkmark IconExpungement
09-0424412/29/2010Claimant(s): Jeffrey Haugh, Linda Haugh, AAA Consulting, Mid-Atlantic Anesthesia, P.A., Jeffrey T. Haugh and Linda Haugh
Claimant Lawyers(s): Mark M. Dumler
Respondent(s): Aura Financial Services., Harvard Funding Group., Westpark Capital.
Respondent Lawyers(s): John Woodruff, Richard Kraut
Arbitrator(s): Richard E. Lauziere, Robert T. Reeves, Alan Robert Malasky
Hearing Site: Baltimore, MD
Checkmark Icon$585,000
09-0060610/26/2009Claimant(s): Royal Alliance Associates.
Claimant Lawyers(s): Gerry Kowalski
Respondent(s): Joseph Scarborough
Respondent Lawyers(s): Ramsay M. Whitworth
Arbitrator(s): Walter Peterson, Robert T. Reeves, Gregory R. Banasz
Hearing Site: Baltimore, MD
08-0057612/12/2008Claimant(s): Heather Lynch
Claimant Lawyers(s): Clinton R. Black
Respondent(s): Andrew Martin, Morgan Stanley & Co.
Respondent Lawyers(s): John L. Castelly
Arbitrator(s): Richard F. Bieker, Robert T. Reeves, Barrett W. Freedlander
Hearing Site: Baltimore, MD
Checkmark Icon$236,394

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