FINRA Awards for John L. Castelly

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
11-01283	05/01/2012	Claimant(s): Rita Lenda, Rita F. Lenda IRA Claimant Lawyers(s): Edward J. Dovin Respondent(s): Edwin Lenda, Morgan Stanley Respondent Lawyers(s): John L. Castelly Arbitrator(s): Gary J. Leshaw, Harvey R. Linder, Floyd W. McRae Hearing Site: Atlanta, GA		$300
10-01923	12/14/2011	Claimant(s): Karen Kramer, Richard Kramer IRA Claimant Lawyers(s): Joel D. Feldman Respondent(s): Morgan Stanley Respondent Lawyers(s): John L. Castelly Arbitrator(s): Guillermo L. Bosch, Margaret Mary Crumley, L. Martin Miller Hearing Site: Philadelphia, PA		Expungement
09-05015	10/14/2010	Claimant(s): John Hanson, John J. Hanson, IRA Claimant Lawyers(s): Charles A. Bennett Respondent(s): Morgan Stanley & Co., Vikas Mohindra Respondent Lawyers(s): John L. Castelly, John Castelly Arbitrator(s): Carolyn A. Mann Hearing Site: New York, NY		$4,699
07-01692	10/07/2009	Claimant(s): Jiann Ming Doong and Angela Wang Claimant Lawyers(s): Richard Alan Chen Respondent(s): Morgan Stanley & Co., Thomas Tishman Respondent Lawyers(s): John L. Castelly Arbitrator(s): David S. Billet, Cynthia A. DiMarco, Randolph Guggenheimer Hearing Site: New York, NY		$0
08-00576	12/12/2008	Claimant(s): Heather Lynch Claimant Lawyers(s): Clinton R. Black Respondent(s): Andrew Martin, Morgan Stanley & Co. Respondent Lawyers(s): John L. Castelly Arbitrator(s): Richard F. Bieker, Robert T. Reeves, Barrett W. Freedlander Hearing Site: Baltimore, MD		$236,394