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FINRA Awards for Richard Alan Chen

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0169210/07/2009Claimant(s): Jiann Ming Doong and Angela Wang
Claimant Lawyers(s): Richard Alan Chen
Respondent(s): Morgan Stanley & Co., Thomas Tishman
Respondent Lawyers(s): John L. Castelly
Arbitrator(s): David S. Billet, Cynthia A. DiMarco, Randolph Guggenheimer
Hearing Site: New York, NY
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