| 12-03090 | 05/10/2013 | Claimant(s): Gunnallen Financial.
Claimant Lawyers(s): William J. Schifino
Respondent(s): Michael Guilfoyle
Respondent Lawyers(s): Michael Nicholas Guilfoyle
Arbitrator(s): Mimi B. Osiason
Hearing Site: Tampa, FL
| | |
| 12-01555 | 11/08/2012 | Claimant(s): GunnAllen Financial
Claimant Lawyers(s): William J. Schifino
Respondent(s): Alfred Cali
Respondent Lawyers(s): Alfred Guy Cali
Arbitrator(s): Charles W. Lavender
Hearing Site: Tampa, FL
| | |
| 09-05418 | 08/10/2010 | Claimant(s): Alton R. Jacobs, Cynthia S. Rosier, Danny L. Beaver, Eugene H. Lefebvre, Herman Wissel, Howard C. Wendzel, Patrick R. Ireland, Rafael E. Castro, T. Michael Rosier, John S. Damico and Mary L. Damico, Joseph P. Rosier and T. Michael Rosier, Mitchell C. Rosenburg & Janis Gilberti-, Norman L. Johnson and Greer Lang Johnson, Oscar Hopkins and Alice S. Hopkins, Otto N. and Cynthia M. Bie, Peter Skemp and Nancy Skemp, Alton R. Jacobs Living Trust Agreement, Beverly A. Jackson Family Trust Agreemen, Billy G. Jackson Family Trust Agreement, Bryant O'B. Smith Char Rem Annuity Trust, et al
Claimant Lawyers(s): Jeffrey P. Coleman
Respondent(s): Charles O'Kelley, Atlantic Coast Securities Corp
Respondent Lawyers(s): William J. Schifino
Arbitrator(s): Nicholas John Taldone, Patrick D. King, Kenneth R. Starr
Hearing Site: Tampa, FL
|  | Stipulated Award |
| 08-00032 | 04/09/2010 | Claimant(s): Bernard Cousino, June Cousino
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Frank Bluestein, GunnAllen Financial., Questar Capital Corporation
Respondent Lawyers(s): Frank J. Bluestein, Julie H. Firestone, William J. Schifino
Arbitrator(s): Edward M. Olson, Harvey Frank, Bruce F. Coleman
Hearing Site: Detroit, MI
| | $123,050 |
| 07-03068 | 04/08/2010 | Claimant(s): Gregory Hunter, Virginia Hunter
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Gunnallen Financial., Questar Capital Corporation
Respondent Lawyers(s): Daniel J. Supalla, William J. Schifino
Arbitrator(s): Peter S. Viviano, Martin Brosnan, Veronique M. Liem
Hearing Site: Detroit, MI
| | $94,150 |
| 07-03136 | 03/25/2010 | Claimant(s): Kerry Budry
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Gunnallen Financial., Questar Capital Corporation
Respondent Lawyers(s): Julie H. Firestone, William J. Schifino
Arbitrator(s): Patrick R. Sughroue, John G. Martin, Mayra Adela Rodriguez
Hearing Site: Detroit, MI
| | $399,139 |
| 08-04360 | 02/10/2010 | Claimant(s): Kenneith Rose
Claimant Lawyers(s): Kenneith Vernon Rose
Respondent(s): Neal Smalbach, GunnAllen Financial
Respondent Lawyers(s): Neal S. Smalbach, William J. Schifino
Arbitrator(s): Arthur L. Tepper, Duncan H. Cameron
Hearing Site: Clearwater, FL
| | $0 |
| 08-00689 | 11/12/2008 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): D. Daxton White
Respondent(s): Jonathan Stewart
Respondent Lawyers(s): William J. Schifino
Arbitrator(s): Terry G. Cleaves, William H. Steinbrenner, Robert C. Werner
Hearing Site: Orlando, FL
| | |
| 07-01995 | 09/05/2008 | Claimant(s): Mike Dalton
Claimant Lawyers(s): Mike Dalton
Respondent(s): GunnAllen Financial.
Respondent Lawyers(s): William J. Schifino
Arbitrator(s): Jerrold E. Slutzky, Neal J. Tourdo, Marshal H. Emerson
Hearing Site: Tampa, FL
| | |
| 05-04554 | 03/24/2008 | Claimant(s): David McCoy, GunnAllen Holdings.
Claimant Lawyers(s): Richard A. Roth, William J. Schifino
Respondent(s): Bradley Fay, Donald Gunn, Richard Frueh, Richard Nummi, Gunnallen Financial., McCoy Rep Services.
Respondent Lawyers(s): Richard A. Roth, Robert W. Boos, William J. Schifino
Arbitrator(s): John Steve Azadian, William E. Nodine, Kenneth R. Starr
Hearing Site: Tampa, FL
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