| 16-02054 | 06/01/2017 | Claimant(s): Bethine Filion, B. Filion as Ben. of Bethine Filion IRA, B. Filion as Ben. of Richard Filion IRA, Filion Family Living Trust dtd 1/18/1992
Claimant Lawyers(s): Jeffrey P. Coleman
Respondent(s): Garry Savage, Wall Street Strategies.
Respondent Lawyers(s): Garry N. Savage, Garry Nelson Savage
Arbitrator(s): Gayle B. Carlson, Frank Brenner, Walter William Blenner
Hearing Site: Tampa, FL
|  | $769,300 |
| 13-02961 | 06/30/2014 | Claimant(s): Gerard Rivard
Claimant Lawyers(s): Jeffrey P. Coleman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David I Hantman
Arbitrator(s): Darryl C. Wilson, Gerald F. Gude, Donald R. Smith
Hearing Site: Tampa, FL
| | $0 |
| 13-00089 | 11/01/2013 | Claimant(s): Kristopher Brownlow, Alison Carpenter, as trustee D. Mason, as trustee M. Mason
Claimant Lawyers(s): Jeffrey P. Coleman
Respondent(s): Retirement Securities., Sterling Enterprises Group.
Respondent Lawyers(s): Alyn Towne, Stanley Fishman
Arbitrator(s): Constance d'Angelis, Russell W. Merriman, A.J. Seier
Hearing Site: Tampa, FL
| | $901,053 |
| 11-04256 | 12/21/2012 | Claimant(s): Joseph Pappy
Claimant Lawyers(s): Jeffrey P. Coleman
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Hollie M. Mason
Arbitrator(s): Scott David Anton
Hearing Site: Tampa, FL
| | $47,366 |
| 11-02285 | 05/07/2012 | Claimant(s): Benjamin Bosowski, Debra Nash, Gerald Nash, Jeffrey Clegg, Jessica Clegg, Lucille Nash, Manuel Cacdac, Mark Nash, Priscilla Clegg, Q. Nash, Rebecca Mitchell, Nash Foundation
Claimant Lawyers(s): Jeffrey P. Coleman
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Ronald Shindler
Arbitrator(s): Ian S. Greig, Noel K. Evans, Frank Brenner
Hearing Site: Tampa, FL
| | $1,365,000 |
| 09-05842 | 02/17/2011 | Claimant(s): Bob Starnes, The Starnes Family Trust dated 6/25/96
Claimant Lawyers(s): Jeffrey P. Coleman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Matthew N. Thibaut
Arbitrator(s): William H. Fleece, Nicholas G. Dukas, Andrea Bailey
Hearing Site: Tampa, FL
| | $131,000 |
| 09-05418 | 08/10/2010 | Claimant(s): Alton R. Jacobs, Cynthia S. Rosier, Danny L. Beaver, Eugene H. Lefebvre, Herman Wissel, Howard C. Wendzel, Patrick R. Ireland, Rafael E. Castro, T. Michael Rosier, John S. Damico and Mary L. Damico, Joseph P. Rosier and T. Michael Rosier, Mitchell C. Rosenburg & Janis Gilberti-, Norman L. Johnson and Greer Lang Johnson, Oscar Hopkins and Alice S. Hopkins, Otto N. and Cynthia M. Bie, Peter Skemp and Nancy Skemp, Alton R. Jacobs Living Trust Agreement, Beverly A. Jackson Family Trust Agreemen, Billy G. Jackson Family Trust Agreement, Bryant O'B. Smith Char Rem Annuity Trust, et al
Claimant Lawyers(s): Jeffrey P. Coleman
Respondent(s): Charles O'Kelley, Atlantic Coast Securities Corp
Respondent Lawyers(s): William J. Schifino
Arbitrator(s): Nicholas John Taldone, Patrick D. King, Kenneth R. Starr
Hearing Site: Tampa, FL
| | Stipulated Award |
| 07-03116 | 12/05/2008 | Claimant(s): Janice Owen
Claimant Lawyers(s): Jeffrey P. Coleman
Respondent(s): Summit Brokerage Services.
Respondent Lawyers(s): Francis M. Curran
Arbitrator(s): John P. Cullem, Oscar W. Carlson, David M. Snyder
Hearing Site: Clearwater, FL
| | $34,632 |
