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FINRA Awards for Ronald Shindler

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Displaying 8 out of 8 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0392803/24/2023Claimant(s): ODS Capital
Claimant Lawyers(s): Jo Ann Palchak
Respondent(s): Pershing LLC, Celadon Financial Group, Merrill Lynch Professional Clearing Corp
Respondent Lawyers(s): Brian F. Amery, Lawrence Portnoy, Ronald Shindler
Arbitrator(s): George G. Kurschner, Milena Domenica Macias, Martin I Jaffe
Hearing Site: Boca Raton, FL
Checkmark Icon$0
20-0204003/05/2021Claimant(s): Daryl Hersch, Jeffrey Gordon
Claimant Lawyers(s): Ronald Shindler
Respondent(s): Celadon Financial Group LLC
Respondent Lawyers(s): Paul M. Waldman
Arbitrator(s): Louis H Miron
Hearing Site: Jersey City, NJ
20-0176102/01/2021Claimant(s): VIncent Montanti
Claimant Lawyers(s): Ronald Shindler
Respondent(s): Invest Financial Corporation
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Mark A Bilawsky
Hearing Site: Boca Raton, FL
12-0155912/23/2013Claimant(s): NSM Securities.
Claimant Lawyers(s): Ronald Shindler
Respondent(s): Naveen Bhagwani, Shondeep Balchandani
Respondent Lawyers(s): Mark David Hunter
Arbitrator(s): Ilisa J. Smukler, Richard Alan Levine, Scott Louis Fishman
Hearing Site: Boca Raton, FL
10-0487107/26/2012Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): Ronald Shindler
Respondent(s): Michelle Davis, Peter Bermont
Respondent Lawyers(s): Jeffrey R. Sonn, Ronald Shindler
Arbitrator(s): David P. Slater, Neil J. Berman, Rodolfo C. Angulo
Hearing Site: Miami, FL
11-0228505/07/2012Claimant(s): Benjamin Bosowski, Debra Nash, Gerald Nash, Jeffrey Clegg, Jessica Clegg, Lucille Nash, Manuel Cacdac, Mark Nash, Priscilla Clegg, Q. Nash, Rebecca Mitchell, Nash Foundation
Claimant Lawyers(s): Jeffrey P. Coleman
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Ronald Shindler
Arbitrator(s): Ian S. Greig, Noel K. Evans, Frank Brenner
Hearing Site: Tampa, FL
Checkmark Icon$1,365,000
10-0373711/07/2011Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): Ronald Shindler
Respondent(s): Jeffrey Seltzer, Ken Cerruto
Respondent Lawyers(s): Ronald Shindler, Russell L. Forkey
Arbitrator(s): Bruce K. Isenberg, Thomas R. Noonan, Paul J. Burkhart
Hearing Site: Boca Raton, FL
06-0528312/26/2007Claimant(s): Lafise Valores Santo Domingo, S.A.
Claimant Lawyers(s): V. Michael Arias
Respondent(s): Stanford Group Company
Respondent Lawyers(s): Ronald Shindler
Arbitrator(s): Allen J. Kaplan, Patricia J. Murphy, Dale W. Oliver
Hearing Site: Boca Raton, FL
Checkmark Icon$297,000

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