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FINRA Awards for Dale W. Oliver

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0330402/04/2010Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): Sandra David Siller
Respondent Lawyers(s): Sandra A. David Siller
Arbitrator(s): Thomas L. Curran, Morton D. Siegel, Dale W. Oliver
Hearing Site: Ft. Lauderdale, FL
06-0528312/26/2007Claimant(s): Lafise Valores Santo Domingo, S.A.
Claimant Lawyers(s): V. Michael Arias
Respondent(s): Stanford Group Company
Respondent Lawyers(s): Ronald Shindler
Arbitrator(s): Allen J. Kaplan, Patricia J. Murphy, Dale W. Oliver
Hearing Site: Boca Raton, FL
Checkmark Icon$297,000

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