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FINRA Awards for Stanford Group Company

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0155101/18/2022Claimant(s): Dwayne Tidwell
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Stanford Group Company
Respondent Lawyers(s): Ralph S. Janvey, Receiver, W. Preston Martin
Arbitrator(s): Lynne M. Gomez, Maurice J. Fallas, William James Smith
Hearing Site: Houston, TX
07-0309311/17/2008Claimant(s): Charles Satterfield
Claimant Lawyers(s): Charles M. Satterfield
Respondent(s): Bernerd Young, Daniel Bogar, Pamela Beckstrom, Stanford Group Company
Respondent Lawyers(s): Stephen H. Lee
Arbitrator(s): James R. Augustine, Donald K. Eckhardt, Eric R. Benton
Hearing Site: Houston, TX
06-0528312/26/2007Claimant(s): Lafise Valores Santo Domingo, S.A.
Claimant Lawyers(s): V. Michael Arias
Respondent(s): Stanford Group Company
Respondent Lawyers(s): Ronald Shindler
Arbitrator(s): Allen J. Kaplan, Patricia J. Murphy, Dale W. Oliver
Hearing Site: Boca Raton, FL
Checkmark Icon$297,000

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