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FINRA Awards for Peter Bermont

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0113910/10/2022Claimant(s): Peter Bermont
Claimant Lawyers(s): Kimberly A. Koves
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Laura Ruiz Rivera
Arbitrator(s): Mark C. Perry, Steven M. Greenbaum, David P. Slater
Hearing Site: Boca Raton, FL
10-0487107/26/2012Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): Ronald Shindler
Respondent(s): Michelle Davis, Peter Bermont
Respondent Lawyers(s): Jeffrey R. Sonn, Ronald Shindler
Arbitrator(s): David P. Slater, Neil J. Berman, Rodolfo C. Angulo
Hearing Site: Miami, FL

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