19-00445 | 02/11/2020 | Claimant(s): Matthew Gerst Claimant Lawyers(s): Craig D. Stein Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jeffery D. Rodgers Arbitrator(s): Will Murphy, Robert G. Falbisaner, Scott Louis Fishman Hearing Site: Boca Raton, FL
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14-00364 | 05/27/2015 | Claimant(s): Ruben Lesmes Claimant Lawyers(s): Donald L. Kreindler Respondent(s): Barclays Capital Inc. Respondent Lawyers(s): G. Wayne Hillis Arbitrator(s): Michael Lau, Robert K. Levenson, Scott Louis Fishman Hearing Site: Miami, FL
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12-01559 | 12/23/2013 | Claimant(s): NSM Securities. Claimant Lawyers(s): Ronald Shindler Respondent(s): Naveen Bhagwani, Shondeep Balchandani Respondent Lawyers(s): Mark David Hunter Arbitrator(s): Ilisa J. Smukler, Richard Alan Levine, Scott Louis Fishman Hearing Site: Boca Raton, FL
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11-01335 | 01/07/2013 | Claimant(s): Catherine Cox, William Cox, William E. Cox Irrevocable Trust Claimant Lawyers(s): Scott L. Silver Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Randi P. Spallina Arbitrator(s): Mauricio Arcadier, Robert J. Buchner, Scott Louis Fishman Hearing Site: Boca Raton, FL
| | Expungement |