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FINRA Awards for William Cox

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0133501/07/2013Claimant(s): Catherine Cox, William Cox, William E. Cox Irrevocable Trust
Claimant Lawyers(s): Scott L. Silver
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Randi P. Spallina
Arbitrator(s): Mauricio Arcadier, Robert J. Buchner, Scott Louis Fishman
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
08-0166303/12/2009Claimant(s): William Cox
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Kathryn R. Eldridge
Arbitrator(s): Steven M. Greenbaum, Donald M. Macdonald, Deborah A. Jackson
Hearing Site: Atlanta, GA

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