Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-01204 | 06/16/2022 | Claimant(s): William Stockum Claimant Lawyers(s): David I Hantman Respondent(s): Morgan Stanley, UBS Financial Services Inc. Respondent Lawyers(s): Jeffrey P. Palmer, Omar Perez Arbitrator(s): Louis J. Weber Hearing Site: Dallas, TX | ||
| 15-03455 | 01/20/2017 | Claimant(s): Joseph La Ferla Claimant Lawyers(s): Sharron E. Ash Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David I Hantman Arbitrator(s): Thomas Caiaffa, Madelon M. Rosenfeld, Selma Moy Hearing Site: New York, NY | ||
| 13-02961 | 06/30/2014 | Claimant(s): Gerard Rivard Claimant Lawyers(s): Jeffrey P. Coleman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David I Hantman Arbitrator(s): Darryl C. Wilson, Gerald F. Gude, Donald R. Smith Hearing Site: Tampa, FL |  | $0 |