| 14-00331 | 06/03/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Gregory Tendrich
Respondent(s): Dennis Merritt
Respondent Lawyers(s): Stephany McLaughlin
Arbitrator(s): Benjamin E. Fisher, Jack W. Windt, Gerald F. Gude
Hearing Site: Tampa, FL
| | |
| 13-02961 | 06/30/2014 | Claimant(s): Gerard Rivard
Claimant Lawyers(s): Jeffrey P. Coleman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David I Hantman
Arbitrator(s): Darryl C. Wilson, Gerald F. Gude, Donald R. Smith
Hearing Site: Tampa, FL
|  | $0 |
| 11-00511 | 04/23/2012 | Claimant(s): Mark Emden, Mark Jerome Emden Traditional IRA Acct.
Claimant Lawyers(s): Howard B. Prossnitz
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Jamie L. Berger
Arbitrator(s): Kathryn M. Welsh, Jeffrey R Fuller, Gerald F. Gude
Hearing Site: Tampa, FL
| | $0 |
| 09-04274 | 02/28/2011 | Claimant(s): Marc Miller
Claimant Lawyers(s): George L. Guerra
Respondent(s): Edward Jones
Respondent Lawyers(s): Jason Haselkorn
Arbitrator(s): Richard J. Fuller, Mary T. Hettig, Gerald F. Gude
Hearing Site: Tampa, FL
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