| 18-03632 | 03/11/2024 | Claimant(s): J. Spencer Dryden Trust, T. Inez Dryden Trust
Claimant Lawyers(s): Charles Ferguson
Respondent(s): Catherine Angle, Darlene Dye, Raymond James & Associates., Raymond James Financial Services., Marc Miller, Mark Rockower, Phyllis K. Dryden Living Trust
Respondent Lawyers(s): Charles Ferguson, Michael S. Lamont, Peter S. Fruin, Phyllis Kay Dryden
Arbitrator(s): Philip Aaron Tymon, Alden Sharp Adkins, Scott Dodson
Hearing Site: San Francisco, CA
|  | Dismissed by Rule 12504 |
| 08-00252 | 08/16/2011 | Claimant(s): Marc Miller
Claimant Lawyers(s): Andrew Mills Holford
Respondent(s): First Union Securities., Robert White
Respondent Lawyers(s): Andrew R. Park, Robert Lee White
Arbitrator(s): Rebecca A. Bowman, Kathleen Maher Zouhary, Sandra Maurer Kelly
Hearing Site: Cleveland, OH
| | $0 |
| 09-04274 | 02/28/2011 | Claimant(s): Marc Miller
Claimant Lawyers(s): George L. Guerra
Respondent(s): Edward Jones
Respondent Lawyers(s): Jason Haselkorn
Arbitrator(s): Richard J. Fuller, Mary T. Hettig, Gerald F. Gude
Hearing Site: Tampa, FL
| | |
| 08-04035 | 01/22/2009 | Claimant(s): Edward Jones
Claimant Lawyers(s): Christopher A. Pickett
Respondent(s): Marc Miller, Morgan Keegan & Company.
Respondent Lawyers(s): George L. Guerra, Shea O'Brien Hicks
Arbitrator(s): Paul Sidney Elliott, JD, Pamela Jeanne Rush, Jonathan H. Stein
Hearing Site: Tampa, FL
| | |
