| 11-04247 | 01/10/2014 | Claimant(s): Scott Stephens, Tanya Stephens, S.Stephens next friend Conner Stephens, Wilbert J. Stephens, Jr Testamentary, Jr. Testamentary
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Jamie L. Berger
Arbitrator(s): Philip P. Rummel, Walter J. Wylie, Richard Djokic
Hearing Site: New Orleans, LA
|  | $290,999 |
| 11-02050 | 12/11/2012 | Claimant(s): Barrett Business Services., Estate of William Sherertz
Claimant Lawyers(s): Howard B. Prossnitz, Jahan K. Manasseh
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Jamie L. Berger
Arbitrator(s): Philip E. Cutler, G. E. Craig Doupe, Alan Reginald Doe
Hearing Site: Seattle, WA
| | $0 |
| 11-00511 | 04/23/2012 | Claimant(s): Mark Emden, Mark Jerome Emden Traditional IRA Acct.
Claimant Lawyers(s): Howard B. Prossnitz
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Jamie L. Berger
Arbitrator(s): Kathryn M. Welsh, Jeffrey R Fuller, Gerald F. Gude
Hearing Site: Tampa, FL
| | $0 |
| 10-03431 | 11/17/2011 | Claimant(s): Cara Pessel, Eric Pessel, Jason Pessel, David Pessel IRA, David Pessel Roth IRA, Eric Pessel IRA, Jason Pessel IRA, Jason Pessel Roth IRA, Rhona Pessel IRA, Rhona Pessel Roth IRA, Eric Pessel Trust Account, Sylvia Stiftel Trust
Claimant Lawyers(s): Howard B. Prossnitz
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Jamie L. Berger
Arbitrator(s): Charles G. Michaels, Thomas L. Dueber, Melissa Dawn Hubbard
Hearing Site: Denver, CO
| | $41,855 |
| 09-07219 | 10/24/2011 | Claimant(s): Andre Weiss, Andre Weiss as Cust for Sarah Weiss, Andre Weiss as Cust. for Julian P. Weiss
Claimant Lawyers(s): Howard B. Prossnitz
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Jamie L. Berger
Arbitrator(s): Randy R. Freedman
Hearing Site: Boca Raton, FL
| | $0 |
| 10-01871 | 09/30/2011 | Claimant(s): Gordon Sympson, Gordon Sympson and Associates
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Jamie L. Berger
Arbitrator(s): James J. Ashe
Hearing Site: Nashville, TN
| | $8,386 |
| 09-04459 | 11/09/2010 | Claimant(s): Lisa Craig, Mathew Craig
Claimant Lawyers(s): Howard B. Prossnitz
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Jamie L. Berger
Arbitrator(s): Lynne T. Albert, David P. McDuffee, Theresa Joan Rosenberg
Hearing Site: Raleigh, NC
| | $0 |
