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FINRA Awards for James J. Ashe

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0187109/30/2011Claimant(s): Gordon Sympson, Gordon Sympson and Associates
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Jamie L. Berger
Arbitrator(s): James J. Ashe
Hearing Site: Nashville, TN
Checkmark Icon$8,386
10-0462706/07/2011Claimant(s): June S McAnally Revocable Living Trust
Claimant Lawyers(s): Robert Wayne McPherson
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Ryan R. Baker
Arbitrator(s): James J. Ashe
Hearing Site: Memphis, TN
Checkmark Icon$213

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