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FINRA Awards for Sterling Enterprises Group.

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0251408/16/2017Claimant(s): Denise Solis, Denise F. Solis, Trustee/Rev. Trust
Claimant Lawyers(s): Brian D. Miller, Tucker H. Byrd
Respondent(s): Alyn Towne, Sterling Enterprises Group.
Respondent Lawyers(s): Alyn Lee Towne
Arbitrator(s): Jane L. Lawless, Stuart K. Furman
Hearing Site: Orlando, FL
Checkmark IconStipulated Award
13-0008911/01/2013Claimant(s): Kristopher Brownlow, Alison Carpenter, as trustee D. Mason, as trustee M. Mason
Claimant Lawyers(s): Jeffrey P. Coleman
Respondent(s): Retirement Securities., Sterling Enterprises Group.
Respondent Lawyers(s): Alyn Towne, Stanley Fishman
Arbitrator(s): Constance d'Angelis, Russell W. Merriman, A.J. Seier
Hearing Site: Tampa, FL
Checkmark Icon$901,053
11-0425806/03/2013Claimant(s): Gulf Blue Investments
Claimant Lawyers(s): Bruce W. Barnes
Respondent(s): Alyn Towne, David Gregg, Robert Eanell, Sterling Enterprises Group.
Respondent Lawyers(s): Jack Kiefner, Robert Eanell
Arbitrator(s): Roger W. Van Deusen, Neal J. Tourdo, Frank Brenner
Hearing Site: Tampa, FL
Checkmark Icon$1,615,160

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