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FINRA Awards for Veronique M. Liem

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0362007/14/2010Claimant(s): Ann Niebauer
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Frank Bluestein
Respondent Lawyers(s): David M. Foster
Arbitrator(s): Stuart M. Egrin, William P. Thorpe, Veronique M. Liem
Hearing Site: Detroit, MI
Checkmark Icon$101,679
07-0306804/08/2010Claimant(s): Gregory Hunter, Virginia Hunter
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Gunnallen Financial., Questar Capital Corporation
Respondent Lawyers(s): Daniel J. Supalla, William J. Schifino
Arbitrator(s): Peter S. Viviano, Martin Brosnan, Veronique M. Liem
Hearing Site: Detroit, MI
Checkmark Icon$94,150
06-0322001/17/2008Claimant(s): Maria Tsalis
Claimant Lawyers(s): Joseph A. Golden
Respondent(s): Ameriprise Advisor Services.
Respondent Lawyers(s): Robert M. Vercruysse
Arbitrator(s): Barry Goldman, Benjamin A. Kerner, Veronique M. Liem
Hearing Site: Detroit, MI

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