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FINRA Awards for Mike Dalton

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0199509/05/2008Claimant(s): Mike Dalton
Claimant Lawyers(s): Mike Dalton
Respondent(s): GunnAllen Financial.
Respondent Lawyers(s): William J. Schifino
Arbitrator(s): Jerrold E. Slutzky, Neal J. Tourdo, Marshal H. Emerson
Hearing Site: Tampa, FL

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