Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 10-05119 | 09/11/2012 | Claimant(s): Estate of Richard Greenfield, Anna Greenfield Trust Claimant Lawyers(s): Anthony J. Hartman Respondent(s): Bradley Schlang, David Spinar, Debra Hansen, Dennis King, Douglas Fehr, James Heeney, James Nagengast, Jay Idt, Securities America., Kevin Miller, Lamar Jones, Michael Perlmuter, Pamela Wertheim, Randy Schneider, Scott Cross, Scott Hoyt, Steven Mcwhorter, W. Cross, Securities America Advisors. Respondent Lawyers(s): Burton W. Wiand, Gregory S. Kaufman Arbitrator(s): Robert G. Conway, Gregory P. Szuter, Leroy Burton Parks Hearing Site: Cleveland, OH |  | Expungement |
| 10-01310 | 08/11/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Jordan D. Weinreich Respondent(s): Joseph Stanzi Respondent Lawyers(s): Anthony J. Hartman Arbitrator(s): Robert J. Scafuri, Thomas R. Skulina, Marianne L. Simpson Hearing Site: Cleveland, OH |