| 14-00079 | 08/05/2015 | Claimant(s): Cor Clearing LLC
Claimant Lawyers(s): Bruce W. Barnes
Respondent(s): David Jarvis
Respondent Lawyers(s): Debra A. Jenks
Arbitrator(s): Carole M. Crosby, Richard J. Fuller, Daniel B. Daugherty
Hearing Site: Tampa, FL
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| 08-03835 | 06/23/2010 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Jason R. Lindsay
Respondent(s): Malcolm Taaffe
Respondent Lawyers(s): Malcolm F. Taaffe
Arbitrator(s): Daniel B. Daugherty, Marshall Felton Wright, John William Bowman
Hearing Site: Tampa, FL
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| 09-01649 | 12/21/2009 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Thomas Marino
Respondent Lawyers(s): Thomas J. Marino
Arbitrator(s): Joseph D. Valenti, Bernard S. Carrey, Daniel B. Daugherty
Hearing Site: Tampa, FL
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| 07-03559 | 12/26/2008 | Claimant(s): Peak Securities Corporation
Claimant Lawyers(s): Amber D. Cushing
Respondent(s): Timothy North
Respondent Lawyers(s): Burton W. Wiand
Arbitrator(s): Andrew G. Fellios, Norman L. Reiter, Daniel B. Daugherty
Hearing Site: Clearwater, FL
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| 07-00255 | 11/15/2007 | Claimant(s): Ameriprise Advisor Services.
Claimant Lawyers(s): Ronald P. Kane
Respondent(s): Tara Richardson
Respondent Lawyers(s): Steven G. Wenzel
Arbitrator(s): Stephen P. Savitt, L. Matthew Byrd, Daniel B. Daugherty
Hearing Site: Tampa, FL
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| 06-04623 | 08/30/2007 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Andre R. Perron
Respondent(s): Christopher McAdoo
Respondent Lawyers(s): Patrick B. Calcutt
Arbitrator(s): Lawrence Zenville Rosenberg, George E. Bouse, Daniel B. Daugherty
Hearing Site: Tampa, FL
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