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FINRA Awards for David Jarvis

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0334708/25/2015Claimant(s): Michael Valenti
Claimant Lawyers(s): Michael Hill
Respondent(s): Legend Securities.
Respondent Lawyers(s): David Jarvis
Arbitrator(s): Barry Goldman
Hearing Site: Detroit, MI
Checkmark IconStipulated Award
14-0007908/05/2015Claimant(s): Cor Clearing LLC
Claimant Lawyers(s): Bruce W. Barnes
Respondent(s): David Jarvis
Respondent Lawyers(s): Debra A. Jenks
Arbitrator(s): Carole M. Crosby, Richard J. Fuller, Daniel B. Daugherty
Hearing Site: Tampa, FL
10-0567904/03/2013Claimant(s): Akira Akagawa, Anna Liao, Mike Fuller, Seiko Akagawa, Fuller-Liao Family Trust
Claimant Lawyers(s): Christopher Mader
Respondent(s): Alexander Montano, Christopher Turoci, Otilia Chen Rodriguez, Shawn Crawford, Steven Goodrich, C.K. Cooper & Company.
Respondent Lawyers(s): David Jarvis, Shawn E. Cowles, Shawn Patrick Crawford
Arbitrator(s): Robert E. Thompson, Roslyn Terri Mandel, Richard Ullman
Hearing Site: San Francisco, CA
Checkmark Icon$687,644

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