| 16-00455 | 10/17/2016 | Claimant(s): Blanca Gomez de Hernandez
Claimant Lawyers(s): David Levine
Respondent(s): Wells Fargo Advisors, Jorge Hernandez, Maria Batchelor
Respondent Lawyers(s): Jorge Hernandez, Patricia E. Cowart, Robert W. Pearce
Arbitrator(s): Steven N. Ainbinder, Lawrence Zenville Rosenberg, Gary Frederick Birnberg
Hearing Site: Boca Raton, FL
|  | $0 |
| 14-01649 | 12/18/2015 | Claimant(s): Luis Roldan Caraballo, Luis Roldan Caraballo IRA
Claimant Lawyers(s): Samuel B. Edwards
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Bernard A. Becker, Lawrence Zenville Rosenberg, Carl Henry Perdue
Hearing Site: Miami, FL
| | $1,373,930 |
| 09-04960 | 10/18/2010 | Claimant(s): Marc Wolff, Wolff Investment Planning
Claimant Lawyers(s): W. Andrew Clayton
Respondent(s): Moors & Cabot.
Respondent Lawyers(s): David L. Ward
Arbitrator(s): Russell W. Merriman, Lawrence Zenville Rosenberg, Robert Knickerbocker
Hearing Site: Tampa, FL
| | |
| 06-04623 | 08/30/2007 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Andre R. Perron
Respondent(s): Christopher McAdoo
Respondent Lawyers(s): Patrick B. Calcutt
Arbitrator(s): Lawrence Zenville Rosenberg, George E. Bouse, Daniel B. Daugherty
Hearing Site: Tampa, FL
| | |
