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FINRA Awards for Luis Roldan Caraballo

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0164912/18/2015Claimant(s): Luis Roldan Caraballo, Luis Roldan Caraballo IRA
Claimant Lawyers(s): Samuel B. Edwards
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Bernard A. Becker, Lawrence Zenville Rosenberg, Carl Henry Perdue
Hearing Site: Miami, FL
Checkmark Icon$1,373,930

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