| 19-03364 | 06/29/2020 | Claimant(s): Craig Goldstone
Claimant Lawyers(s): Craig Mitchell Goldstone
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): John T. McGuire
Arbitrator(s): Bernard S. Carrey, Kimberly A. Gilmour, Michael D Felton
Hearing Site: Boca Raton, FL
| | |
| 15-00052 | 10/22/2015 | Claimant(s): Adam Vore
Claimant Lawyers(s): Todd Gutfleisch
Respondent(s): Incapital LLC
Respondent Lawyers(s): Amy G. Doehring
Arbitrator(s): Bernard S. Carrey, Joel F. Martineau, Robert G. Geeseman
Hearing Site: Boca Raton, FL
| | |
| 11-03503 | 08/21/2012 | Claimant(s): Joe Forrest
Claimant Lawyers(s): Ronald W. Chapman
Respondent(s): Paul Arnold
Respondent Lawyers(s): Paul Arnold
Arbitrator(s): Bernard S. Carrey, Edith N. Dinneen, Diana A. Weiner
Hearing Site: Tampa, FL
|  | $986,135 |
| 09-04352 | 04/08/2011 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Todd Ratner
Respondent(s): Mitchell Yanow
Respondent Lawyers(s): Mitchell T. Yanow
Arbitrator(s): Bernard S. Carrey, Harry Dressler, Laura Jane Starr
Hearing Site: Boca Raton, FL
| | |
| 08-03813 | 04/06/2010 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): James J. McNamara
Respondent(s): Brian Prost
Respondent Lawyers(s): Brian E. Prost
Arbitrator(s): Bernard S. Carrey, Oscar W. Carlson, Duncan H. Cameron
Hearing Site: Tampa, FL
| | |
| 09-01649 | 12/21/2009 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Thomas Marino
Respondent Lawyers(s): Thomas J. Marino
Arbitrator(s): Joseph D. Valenti, Bernard S. Carrey, Daniel B. Daugherty
Hearing Site: Tampa, FL
| | |
| 08-01366 | 01/30/2009 | Claimant(s): David Mer
Claimant Lawyers(s): David Mer
Respondent(s): Daniel Bellino, Fred Cornett, Morgan Stanley & Co.
Respondent Lawyers(s): Doreen S. Young
Arbitrator(s): Bernard S. Carrey, William R. Alheim, Jeanne Charles Wood
Hearing Site: Boca Raton, FL
| | $525 |
