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FINRA Awards for Frank Maglio

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0079208/19/2014Claimant(s): Frank Maglio, Kathryn Maglio, Frank P. Maglio IRA
Claimant Lawyers(s): William B. Young
Respondent(s): SII Investments.
Respondent Lawyers(s): Burton W. Wiand
Arbitrator(s): Stuart K. Furman, Colleen Rotella, Stanley Warren Plappert
Hearing Site: Orlando, FL
Checkmark IconExpungement

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