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FINRA Awards for David W. Dube

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0506411/01/2010Claimant(s): Diane Reynolds
Claimant Lawyers(s): Richard De Vita
Respondent(s): David Dube, Peak Securities Corporation
Respondent Lawyers(s): David W. Dube, David Dube
Arbitrator(s): Debra G. Speyer, Kathleen K. Murphy, Peter L. Marco
Hearing Site: Philadelphia, PA
Checkmark Icon$450,330
10-0162905/10/2010Claimant(s): Marilyn Hazell
Claimant Lawyers(s): Nicholas D. Thomas
Respondent(s): Peak Securities Corporation
Respondent Lawyers(s): David W. Dube
Arbitrator(s): Harvey Alan Blicksilver
Hearing Site: Orlando, FL
Checkmark Icon$400,000
08-0452012/14/2009Claimant(s): Jeffrey Howes
Claimant Lawyers(s): Mark D Chester
Respondent(s): Peak Securities Corporation
Respondent Lawyers(s): David W. Dube
Arbitrator(s): Charles W. Herf
Hearing Site: Phoenix, AZ

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