| 22-01745 | 02/02/2023 | Claimant(s): John Smith
Claimant Lawyers(s): John Lee Smith
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): Paul Lansing, Gregory Hunter Mathews, James Douglas Wilbanks
Hearing Site: Louisville, KY
| | |
| 14-02603 | 11/04/2016 | Claimant(s): Harry Hadden
Claimant Lawyers(s): Steven M McCauley
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): Gerald Cohen, Randall S. Strause, James Douglas Wilbanks
Hearing Site: Louisville, KY
| | |
| 14-00744 | 02/13/2015 | Claimant(s): Julie Farkas
Claimant Lawyers(s): Julie B. Farkas
Respondent(s): Amy Brannen, Wells Fargo Advisors, Jennifer Reigle, John Gardner, Michael Brannen, Sheila Kerr
Respondent Lawyers(s): William W. Allen
Arbitrator(s): Allan Weiss, Jan M. West, James Douglas Wilbanks
Hearing Site: Louisville, KY
| | |
| 11-04045 | 04/08/2013 | Claimant(s): Douglas Osburn
Claimant Lawyers(s): Laura E. Landenwich
Respondent(s): Chad Miller, David Taggart, Touchtrade.com.
Respondent Lawyers(s): Chad Eugene Miller, David Christopher Taggart
Arbitrator(s): Richard B. Lewis, Jan M. West, James Douglas Wilbanks
Hearing Site: Louisville, KY
|  | $0 |
| 08-04884 | 05/12/2010 | Claimant(s): Anne Young, Robert Young
Claimant Lawyers(s): Charles C. Mihalek
Respondent(s): Morgan Keegan & Company., Robert Brewer
Respondent Lawyers(s): Kathryn R. Eldridge
Arbitrator(s): Richard B. Lewis, Billy G. Hopkins, James Douglas Wilbanks
Hearing Site: Louisville, KY
| | $0 |
