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FINRA Awards for Sheila Kerr

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0103812/20/2016Claimant(s): Julie Farkas
Claimant Lawyers(s): Julie B. Farkas
Respondent(s): Andrew Moro, Wells Fargo Advisors, Kenneth Weiss, Richard Wilhelm, Sheila Kerr
Respondent Lawyers(s): William W. Allen
Arbitrator(s): Amelia F. Adams
Hearing Site: Louisville, KY
14-0074402/13/2015Claimant(s): Julie Farkas
Claimant Lawyers(s): Julie B. Farkas
Respondent(s): Amy Brannen, Wells Fargo Advisors, Jennifer Reigle, John Gardner, Michael Brannen, Sheila Kerr
Respondent Lawyers(s): William W. Allen
Arbitrator(s): Allan Weiss, Jan M. West, James Douglas Wilbanks
Hearing Site: Louisville, KY

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