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FINRA Awards for John Loughran

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0230912/12/2023Claimant(s): John Loughran
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Anna M. Fanelli
Hearing Site: New York, NY
08-0191109/24/2009Claimant(s): Robert Young
Claimant Lawyers(s): Robert C. Young
Respondent(s): Charles Teixeira, John Loughran, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jason D. Lane
Arbitrator(s): Earl S. Schwarz, Irene C. Warshauer, James M. Rhodes
Hearing Site: New York, NY
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