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FINRA Awards for Rebecca C. Davis

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0176402/05/2010Claimant(s): Kenneth A. Schwieterman
Claimant Lawyers(s): Rebecca C. Davis
Respondent(s): Charles Schwab & Co.., Thompson Investment Advisors.
Respondent Lawyers(s): Matthew F. Coogle, Philip A. McLeod
Arbitrator(s): Frederick W. Snyder, R. Van Young, Billy G. Hopkins
Hearing Site: Louisville, KY
Checkmark Icon$0
08-0277509/24/2009Claimant(s): Zvi Osterweil
Claimant Lawyers(s): Rebecca C. Davis
Respondent(s): Citigroup Global Markets., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): David E. Bamberger, Joseph L. Calabrese
Arbitrator(s): Joan M. Traub, Michael Ross, Charles F. Titterton
Hearing Site: New York, NY
Checkmark Icon$40,000
08-0296203/16/2009Claimant(s): Sivamohan Thurairajah
Claimant Lawyers(s): Rebecca C. Davis
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Cameron S. Matheson
Arbitrator(s): Frank W. Virgin, Jeannie B. Wright, Jerome Jack Shure
Hearing Site: Atlanta, GA
Checkmark Icon$0

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