Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
---|---|---|---|---|
08-01764 | 02/05/2010 | Claimant(s): Kenneth A. Schwieterman Claimant Lawyers(s): Rebecca C. Davis Respondent(s): Charles Schwab & Co.., Thompson Investment Advisors. Respondent Lawyers(s): Matthew F. Coogle, Philip A. McLeod Arbitrator(s): Frederick W. Snyder, R. Van Young, Billy G. Hopkins Hearing Site: Louisville, KY | $0 | |
08-02775 | 09/24/2009 | Claimant(s): Zvi Osterweil Claimant Lawyers(s): Rebecca C. Davis Respondent(s): Citigroup Global Markets., Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): David E. Bamberger, Joseph L. Calabrese Arbitrator(s): Joan M. Traub, Michael Ross, Charles F. Titterton Hearing Site: New York, NY | $40,000 | |
08-02962 | 03/16/2009 | Claimant(s): Sivamohan Thurairajah Claimant Lawyers(s): Rebecca C. Davis Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Cameron S. Matheson Arbitrator(s): Frank W. Virgin, Jeannie B. Wright, Jerome Jack Shure Hearing Site: Atlanta, GA | $0 |