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FINRA Awards for Frank W. Virgin

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0120502/24/2015Claimant(s): Dierdre Garvin, Gregory Garvin
Claimant Lawyers(s): Sandra Malkin
Respondent(s): Jerry Mccutchen, Berthel, Fisher & Co Fin. Srvcs.
Respondent Lawyers(s): Mickey B. Wright
Arbitrator(s): Frank W. Virgin
Hearing Site: Birmingham, AL
Checkmark IconDismissed by Rule 12206
13-0352407/03/2014Claimant(s): Robert Maranghi
Claimant Lawyers(s): Robert J. Maranghi
Respondent(s): Harry Redmond, Scottrade Inc.
Respondent Lawyers(s): Mack E. McCain
Arbitrator(s): Frank W. Virgin
Hearing Site: Atlanta, GA
Checkmark Icon$0
10-0358010/12/2011Claimant(s): Jerry Douglas
Claimant Lawyers(s): R. Allen Kilgore
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Frank W. Virgin, Ronald Griffith Wilkins, E. Trice Laird
Hearing Site: Birmingham, AL
Checkmark IconExpungement
08-0296203/16/2009Claimant(s): Sivamohan Thurairajah
Claimant Lawyers(s): Rebecca C. Davis
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Cameron S. Matheson
Arbitrator(s): Frank W. Virgin, Jeannie B. Wright, Jerome Jack Shure
Hearing Site: Atlanta, GA
Checkmark Icon$0

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