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FINRA Awards for Charles F. Titterton

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0013401/03/2022Claimant(s): Adoracion Estanislao
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Fidelity Brokerage Services LLC, Steven Boschert
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): Martin Mushkin, Charles F. Titterton, Howard Alan Grinsberg
Hearing Site: New York, NY
Checkmark Icon$0
18-0206606/13/2019Claimant(s): WIilliam Biggart
Claimant Lawyers(s): Elliot Felig
Respondent(s): Cantor Fitzgerald & Co.
Respondent Lawyers(s): David A. Paul
Arbitrator(s): Stephen J. Storen, Charles F. Titterton, Ronald Harris Kisner
Hearing Site: New York, NY
16-0006002/06/2018Claimant(s): Carl Osborne III IRA, Carl Osborne III SEP IRA, Susan Osborne SEP IRA
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Bruce Meyers, Meyers Associates, L.P.
Respondent Lawyers(s): Bruce Meyers, Gregory S. Sparer
Arbitrator(s): Brian J. Burstin, Charles F. Titterton, Jay Alan Kranis
Hearing Site: New York, NY
Checkmark Icon$45,425
10-0286603/07/2012Claimant(s): Jimmy Kuhn
Claimant Lawyers(s): David Marek
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Amy Ventry-Kagan
Arbitrator(s): Catherine Ladnier, Joan M. Traub, Charles F. Titterton
Hearing Site: New York, NY
08-0277509/24/2009Claimant(s): Zvi Osterweil
Claimant Lawyers(s): Rebecca C. Davis
Respondent(s): Citigroup Global Markets., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): David E. Bamberger, Joseph L. Calabrese
Arbitrator(s): Joan M. Traub, Michael Ross, Charles F. Titterton
Hearing Site: New York, NY
Checkmark Icon$40,000
08-0051202/12/2009Claimant(s): STMicroelectronics N.V.
Claimant Lawyers(s): Andrew Weissmann
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): R. Paul Wickes
Arbitrator(s): John J. Duval, Alvin Green, Charles F. Titterton
Hearing Site: New York, NY
Checkmark Icon$406,629,000

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