| 10-03241 | 06/24/2011 | Claimant(s): Carole Liotti
Claimant Lawyers(s): Benedict L. Sliney
Respondent(s): Brian Mandart, Morgan Wilshire Securities., Woodstock Financial Group.
Respondent Lawyers(s): Bari Handwerger, Brian Mandart, Michael Finnan
Arbitrator(s): Gary W. Sherbell, John J. Duval, Denise N. Seegobin
Hearing Site: New York, NY
|  | $39,580 |
| 07-03418 | 07/01/2009 | Claimant(s): Robert Knox
Claimant Lawyers(s): Craig H. Howe
Respondent(s): Zions Bancorporation., Zions Direct., Zions First National Bank
Respondent Lawyers(s): J. Benjamin King, Richard Janvey
Arbitrator(s): William A. Hohauser, John J. Duval, Henry C. Malon
Hearing Site: New York, NY
| | |
| 08-03572 | 04/01/2009 | Claimant(s): Gary Kornbluh
Claimant Lawyers(s): Gary Kornbluh
Respondent(s): M & T Securities.
Respondent Lawyers(s): Maureen W. Sullivan
Arbitrator(s): John J. Duval
Hearing Site: Rochester, NY
| | |
| 08-00512 | 02/12/2009 | Claimant(s): STMicroelectronics N.V.
Claimant Lawyers(s): Andrew Weissmann
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): R. Paul Wickes
Arbitrator(s): John J. Duval, Alvin Green, Charles F. Titterton
Hearing Site: New York, NY
| | $406,629,000 |
