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FINRA Awards for Maria Aguilar Icaza

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0228708/21/2015Claimant(s): Charles Prine, TTEE
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Kelli Hartsook
Arbitrator(s): John G. Manley, Maria Aguilar Icaza, James L. Warren
Hearing Site: Jackson, MS
Checkmark Icon$0
14-0021407/16/2015Claimant(s): Guillermo Betancourt, Rolando Lopez Betancourt
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): Heidi L. Rodriguez Benitez
Arbitrator(s): Andrea U. Calve, Maria Aguilar Icaza, Hilton Wiener
Hearing Site: San Juan, PR
Checkmark IconExpungement

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