| 19-03604 | 10/26/2022 | Claimant(s): Daniel Parker, Edison Parker, Michael Brinton
Claimant Lawyers(s): Dennis J. Concilla
Respondent(s): Cary Street Partners
Respondent Lawyers(s): Todd Ratner
Arbitrator(s): George Michael Cross, John G. Manley, Karl A. Vogeler
Hearing Site: Nashville, TN
| | |
| 15-03018 | 09/06/2017 | Claimant(s): Bernard Chang, Erich Groos, Ira Shivitz, Jane Groos, Kelly Harwood, Melissa Goodman-Chang, Cornea Consultants of Nashville, PLLC Ca, PLLC Pr, Kelly Harwood Irrevocable Trust
Claimant Lawyers(s): Thomas E. Chase
Respondent(s): LPL Financial LLC, Kenneth Ford, Private Advisory Group.
Respondent Lawyers(s): Amy Worrell Sterling, Michael A Brady
Arbitrator(s): John G. Manley, Richard K. Smith, Robert Lane Arrington
Hearing Site: Nashville, TN
|  | $600 |
| 15-00354 | 09/01/2016 | Claimant(s): Benjamin G. Thompson Family Trust dated
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): John G. Manley, Patricia Best Vital, J. Wesley Romine
Hearing Site: Birmingham, AL
| | Expungement |
| 14-02663 | 07/06/2016 | Claimant(s): Shannon Nafaa, Estate of Raymond Ryals
Claimant Lawyers(s): John M. Lassiter
Respondent(s): Morgan Stanley, Linda Ryals, Sun America Annuity & Life Insurance Co.
Respondent Lawyers(s): Brian C. Hale, Michael A Wing, Michael K. Brisbin
Arbitrator(s): John G. Manley, Richard J. Clement, Stephen Edgar Eisenbraun
Hearing Site: Birmingham, AL
| | $0 |
| 14-03275 | 05/27/2016 | Claimant(s): Niles Christodoulidis
Claimant Lawyers(s): Larry E Parrish
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): John G. Manley, Robert Alexander McLean, Robert Stewart Barney
Hearing Site: Memphis, TN
| | |
| 15-01890 | 03/29/2016 | Claimant(s): Andrew Bingham
Claimant Lawyers(s): Andrew R. Bingham
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Jennifer Persico
Arbitrator(s): Martin M. Berliner, John G. Manley, Richard D. Fincher
Hearing Site: Salt Lake City, UT
| | |
| 14-03592 | 12/21/2015 | Claimant(s): Ryan Coombs
Claimant Lawyers(s): Earle J. Schwarz
Respondent(s): Duncan-Williams.
Respondent Lawyers(s): Lori H. Patterson
Arbitrator(s): John G. Manley
Hearing Site: Memphis, TN
| | |
| 14-01189 | 08/21/2015 | Claimant(s): Miriam Albert, Miriam Albert IRA, Richard and Miriam Albert Reocable Trust
Claimant Lawyers(s): David W. Miller
Respondent(s): Crown Capital Securities, L.P.
Respondent Lawyers(s): Craig Bockman
Arbitrator(s): Philip H. Marmurowski, John G. Manley, Brian Pezzillo
Hearing Site: Las Vegas, NV
| | Expungement |
| 14-02287 | 08/21/2015 | Claimant(s): Charles Prine, TTEE
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Kelli Hartsook
Arbitrator(s): John G. Manley, Maria Aguilar Icaza, James L. Warren
Hearing Site: Jackson, MS
| | $0 |
| 12-04074 | 01/06/2014 | Claimant(s): Gregory Zerillo
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Stuart D. Roberts
Arbitrator(s): John G. Manley
Hearing Site: Nashville, TN
| | |
