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FINRA Awards for Lori H. Patterson

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0359212/21/2015Claimant(s): Ryan Coombs
Claimant Lawyers(s): Earle J. Schwarz
Respondent(s): Duncan-Williams.
Respondent Lawyers(s): Lori H. Patterson
Arbitrator(s): John G. Manley
Hearing Site: Memphis, TN
08-0294503/12/2009Claimant(s): Michael Casey
Claimant Lawyers(s): Michael W. Casey
Respondent(s): Kraig Pivnick, Michael Nocella, Wunderlich Securities.
Respondent Lawyers(s): Kraig Barrence Pivnick, Lori H. Patterson, Stephen B. Wexler
Arbitrator(s): Kevin K. Forrester
Hearing Site: San Diego, CA
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