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FINRA Awards for Benjamin G. Thompson Family Trust dated

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0035409/01/2016Claimant(s): Benjamin G. Thompson Family Trust dated
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): John G. Manley, Patricia Best Vital, J. Wesley Romine
Hearing Site: Birmingham, AL
Checkmark IconExpungement

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