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FINRA Awards for NFP Securities.

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Displaying 9 out of 9 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0277106/07/2024Claimant(s): Kent Fitzpatrick
Claimant Lawyers(s): Brian Luther
Respondent(s): NFP Securities.
Respondent Lawyers(s): Lydia R. Zaidman
Arbitrator(s): Stephen James McLaughlin
Hearing Site: Boston, MA
12-0309307/07/2015Claimant(s): John Fletcher, Robert Fletcher, Thomas Fletcher, Fletcher Brothers
Claimant Lawyers(s): Jay J. Rice
Respondent(s): Kevin Ellman, Paul Miller, NFP Securities.
Respondent Lawyers(s): Richard A. D'Amura
Arbitrator(s): Louis H. Miron, Karimu F. Hill-Harvey, John W. Thomas
Hearing Site: Newark, NJ
Checkmark Icon$240,600
14-0029802/20/2015Claimant(s): Donna Hinschliff, George Hinchcliff
Claimant Lawyers(s): Sara E. Hanley
Respondent(s): Herman Kahn, NFP Securities.
Respondent Lawyers(s): Richard A. D'Amura
Arbitrator(s): Daniel G. Zeiser, Marvin Richard Dunlap, Rosemary Christina Crawford
Hearing Site: Pittsburgh, PA
Checkmark IconExpungement
13-0226512/01/2014Claimant(s): Irmgard Geddes
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): NFP Securities.
Respondent Lawyers(s): Robin Corwin Campbell
Arbitrator(s): Cynthia H. Plishtin, Sam Antar, Jay Alan Kranis
Hearing Site: Newark, NJ
Checkmark IconDismissed by Rule 12206/12504
13-0043006/11/2014Claimant(s): Agnes Barrelet, Agnes Barrelet IRA, Agnes Barrelet Trust dated 10/09/2009
Claimant Lawyers(s): G. Mark Brewer
Respondent(s): Christopher Taylor, NFP Securities.
Respondent Lawyers(s): Alexis Lu, Brandon S. Reif
Arbitrator(s): Harvey C. Flodin, Nancy J. Spieczny, Michael D. Briggs
Hearing Site: San Diego, CA
Checkmark Icon$1,246,160
13-0231503/19/2014Claimant(s): Sydney Crackower
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): NFP Securities.
Respondent Lawyers(s): Robin Crowin Campbell
Arbitrator(s): Donald Milo Helton
Hearing Site: New Orleans, LA
Checkmark Icon$300
13-0216201/02/2014Claimant(s): Marlin Salmon
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): NFP Securities.
Respondent Lawyers(s): Robin Corwin Campbell
Arbitrator(s): Kenneth Dymond
Hearing Site: Buffalo, NY
Checkmark Icon$300
12-0133302/04/2013Claimant(s): Elta Cheramie
Claimant Lawyers(s): James F. Willeford
Respondent(s): Timothy Armentor, NFP Securities.
Respondent Lawyers(s): Duris L. Holmes
Arbitrator(s): Simeon B. Reimonenq, Clave E. Gill, Francis Frank Fontenot
Hearing Site: New Orleans, LA
Checkmark Icon$0
05-0644112/14/2007Claimant(s): Barry Raykoske
Claimant Lawyers(s): Jeanne Crandall
Respondent(s): Gregory Matthews, William Matthews, FSC Securities Corporation, NFP Securities.
Respondent Lawyers(s): Clint A. Corrie, D. Craig Brinker
Arbitrator(s): Diane Muse, Donald C. Hood, Robert J. Gregory
Hearing Site: Dallas, TX
Checkmark Icon$349,500

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