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FINRA Awards for Thomas Fletcher

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0309307/07/2015Claimant(s): John Fletcher, Robert Fletcher, Thomas Fletcher, Fletcher Brothers
Claimant Lawyers(s): Jay J. Rice
Respondent(s): Kevin Ellman, Paul Miller, NFP Securities.
Respondent Lawyers(s): Richard A. D'Amura
Arbitrator(s): Louis H. Miron, Karimu F. Hill-Harvey, John W. Thomas
Hearing Site: Newark, NJ
Checkmark Icon$240,600
13-0302404/28/2014Claimant(s): Cambridge Investment Research.
Claimant Lawyers(s): Jonathan Kramer
Respondent(s): Thomas Fletcher
Respondent Lawyers(s): Thomas A. Fletcher
Arbitrator(s): William J. Hirsch
Hearing Site: Philadelphia, PA

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