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FINRA Awards for Kevin Ellman

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0318804/25/2018Claimant(s): Kevin Ellman, Paul Miller
Claimant Lawyers(s): Richard D'Amura
Respondent(s): Kestra Investment Services
Respondent Lawyers(s): Lydia Zaidman
Arbitrator(s): Robert E. Anderson
Hearing Site: Newark, NJ
12-0309307/07/2015Claimant(s): John Fletcher, Robert Fletcher, Thomas Fletcher, Fletcher Brothers
Claimant Lawyers(s): Jay J. Rice
Respondent(s): Kevin Ellman, Paul Miller, NFP Securities.
Respondent Lawyers(s): Richard A. D'Amura
Arbitrator(s): Louis H. Miron, Karimu F. Hill-Harvey, John W. Thomas
Hearing Site: Newark, NJ
Checkmark Icon$240,600

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