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FINRA Awards for Richard D'Amura

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Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0259807/23/2020Claimant(s): Mitchell Walk
Claimant Lawyers(s): Harris Freedman
Respondent(s): Kestra Investment Services, Llc
Respondent Lawyers(s): Richard D'Amura
Arbitrator(s): Martin M. Van Luven
Hearing Site: Orlando, FL
18-0167007/24/2019Claimant(s): Kestra Financial., Kestra Investment Services
Claimant Lawyers(s): Richard D'Amura
Respondent(s): Stephen Luz
Respondent Lawyers(s): Jeb Singer
Arbitrator(s): Harvey Barrison, Marvin Schleyer, Michele S. Riley
Hearing Site: New York, NY
17-0318804/25/2018Claimant(s): Kevin Ellman, Paul Miller
Claimant Lawyers(s): Richard D'Amura
Respondent(s): Kestra Investment Services
Respondent Lawyers(s): Lydia Zaidman
Arbitrator(s): Robert E. Anderson
Hearing Site: Newark, NJ
17-0255102/02/2018Claimant(s): H. Beck.
Claimant Lawyers(s): Richard D'Amura
Respondent(s): Maurice Wilde
Respondent Lawyers(s): Maurice C. Wilde
Arbitrator(s): Gloria O. North
Hearing Site: Boca Raton, FL
13-0254503/01/2016Claimant(s): Antonietta D'Avanzo, Estate of Frank D'Avanzo Sr.
Claimant Lawyers(s): Gary Menzer
Respondent(s): Gil Cohen, MML Investors Services, Metlife Securities Inc.
Respondent Lawyers(s): Julie E. Ravis, Richard D'Amura
Arbitrator(s): Elena G. Rodriguez, Peter A. Portley, Leon H. Tracy
Hearing Site: Boca Raton, FL
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