19-00637 | 11/17/2021 | Claimant(s): Linda Stack Claimant Lawyers(s): Kristian Kraszewski Respondent(s): NewBridge Securities Corp. Respondent Lawyers(s): Gregg J. Breitbart Arbitrator(s): Gary M. Landau, Gerald Silverman, Leon H. Tracy Hearing Site: Boca Raton, FL
| | Expungement |
13-02226 | 05/26/2016 | Claimant(s): Steven Sapirstein Claimant Lawyers(s): Mark D. Gilwit Respondent(s): Daniel Kraus, Raymond, James & Associates. Respondent Lawyers(s): Dominique E. Heller Arbitrator(s): Gary M. Landau, Herbert N. Ladenheim, Leon H. Tracy Hearing Site: Boca Raton, FL
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13-02545 | 03/01/2016 | Claimant(s): Antonietta D'Avanzo, Estate of Frank D'Avanzo Sr. Claimant Lawyers(s): Gary Menzer Respondent(s): Gil Cohen, MML Investors Services, Metlife Securities Inc. Respondent Lawyers(s): Julie E. Ravis, Richard D'Amura Arbitrator(s): Elena G. Rodriguez, Peter A. Portley, Leon H. Tracy Hearing Site: Boca Raton, FL
| | Expungement |
12-03658 | 05/15/2014 | Claimant(s): Roslyn Hazan Claimant Lawyers(s): Randall C. Place Respondent(s): Eli Hazan, Charles Schwab & Co.. Respondent Lawyers(s): Geoffrey S. Beckham, Randall C. Place Arbitrator(s): Steven N. Ainbinder, Michael Lau, Leon H. Tracy Hearing Site: Boca Raton, FL
| | Expungement |
07-02934 | 05/22/2008 | Claimant(s): Andrew Aragona Claimant Lawyers(s): Arthur C. Koski Respondent(s): Wachovia Securities Financial Network Respondent Lawyers(s): Patricia Morales Christiansen Arbitrator(s): Dean R. Mielke, Les R. Campbell, Leon H. Tracy Hearing Site: Ft. Lauderdale, FL
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