| 12-01192 | 08/06/2013 | Claimant(s): Emilio Calques, Maritza Zaiter, Pedro Calques, Pedro Latorre, Pedro Zaiter, Kury Manufacturing Co..
Claimant Lawyers(s): Melanie S. Cherdack
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): Patricia Morales Christiansen
Arbitrator(s): Nancy J. Cliff, Daniel P. Lund, Louis David Huss
Hearing Site: San Juan, PR
|  | $1,921,000 |
| 09-04606 | 07/02/2010 | Claimant(s): Anne Carmichael, Rev. Trust of Donald Carmichael
Claimant Lawyers(s): Adam T. Rabin
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Patricia Morales Christiansen
Arbitrator(s): Steven Gerard Goerke, Mark T. Burnam, Marc Scott Shapiro
Hearing Site: Boca Raton, FL
| | $90,000 |
| 07-02934 | 05/22/2008 | Claimant(s): Andrew Aragona
Claimant Lawyers(s): Arthur C. Koski
Respondent(s): Wachovia Securities Financial Network
Respondent Lawyers(s): Patricia Morales Christiansen
Arbitrator(s): Dean R. Mielke, Les R. Campbell, Leon H. Tracy
Hearing Site: Ft. Lauderdale, FL
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